Two Wells Fargo-affiliated investment advisers and Merrill Lynch agreed to pay $60 million, while LPL Financial agreed to pay ...

For over 50 years, The Miller Group (Miller) has earned a reputation for implementing customized, successful financial and ...

Bank of America’s brokerage unit reported strong growth, as did the company’s private bank, as executives are emphasizing ...

The U.S. Securities and Exchange Commission (SEC) on Friday said a pair of Wells Fargo Advisory firms and Merrill Lynch have ...

Advisory clients’ uninvested dollars were automatically swept into bank accounts that paid paltry interest, but were ...

An ex-Merrill Lynch banker turned in-house deals expert lost a ruling over whether a raid of his home in the Paris suburb of ...

Wells Fargo and Merrill Lynch will pay $35 million and $25 million, respectively, to settle allegations by the Securities and ...

Standard Chartered has appointed Sal Vitale to the new position of head of coverage for the US and Americas. Vitale joins ...

The yield differential between the firms' bank deposit sweep programs and other alternatives was nearly 4% higher, according to SEC claims.

Merrill Lynch and Morgan Stanley executives on Thursday discussed plans to further tap in-house banking services in their ...

Standard Chartered has named Sal Vitale as managing director and head of coverage for the U.S. and the Americas, the bank ...